Gorakhpur, India
City population: 692519
Duration: 2012 – 2016
Implementation status: Completed
Scale: Meso-scale: Regional, metropolitan and urban level
Project area: 74500000 m2
Type of area: Agricultural area or farmland, Public Greenspace Area, Other
Last updated: May 2023

The project “Enhancing climate resilience of Gorakhpur by buffering floods through climate-resilient peri-urban agriculture” is part of the Asian Cities Climate Change Resilience Network (ACCCRN) and financed by The Rockefeller Foundation. It was implemented by the Gorakhpur Environmental Action Group (GEAG) from June 2012 to May 2016 to demonstrate how ecosystem services generated by peri-urban agriculture can positively address the impacts of climate change in Gorakhpur, a city located in eastern Uttar Pradesh, India (Ref 1, 2). To be more specific, it was set out to “demonstrate flood risk mitigation through the preservation and improved management of open spaces by strengthening agriculture-based livelihoods in peri-urban areas” (Ref 1, 2). The main project outcomes were focused on conserving peri-urban agricultural land areas as they serve to climate-proof cities and build resilience, enhance the livelihood and food security of vulnerable groups in peri-urban areas, as well as establish sustainable and climate-resilient models (Ref 1). Activities like baseline surveys, field interventions, climate resilient extension systems, the adaptation of practices and research and advocacy were carried out to achieve the project outcomes (Ref 1). Additionally, the project has successfully improved the soil and water quality and developed special measures for waste management (Ref 1, 2, 3).

Waterlogged housing in Gorakhpur, Uttar Pradesh
Photo by Anna Brown

Overview

Nature-based solution

  • Community gardens and allotments
  • Allotments
  • Horticulture

Key challenges

  • Climate action for adaptation, resilience and mitigation (SDG 13)
  • Climate change adaptation
  • Environmental quality
  • Soil quality improvement
  • Green space, habitats and biodiversity (SDG 15)
  • Green space creation and/or management
  • Water management (SDG 6)
  • Flood protection
  • Improvements to water quality
  • Inclusive and effective governance (SDG 16)
  • Inclusive governance
  • Effective management
  • Social justice, cohesion and equity (SDG 10)
  • Social justice and equity
  • Environmental and climate justice
  • Economic development and employment (SDG 8)
  • Economic development: agriculture
  • Sustainable consumption and production (SDG 12)
  • Sustainable production

Focus

Creation of new green areas, Protection of natural ecosystems, Knowledge creation and awareness raising, Strategy, plan or policy development

Project objectives

The project aimed toward four interlinked objectives: - To develop a climate resilience strategy to reduce flood risks for Gorakhpur city. - To develop models of climate resiliency and integrated agriculture-horticulture-aquaculture-livestock systems in small, marginal landholdings in the peri-urban context, employing a diversity of water systems. - To enhance the income and food security of poor and vulnerable populations. - To ensure the sustainability of peri-urban agricultural lands through different regulatory and incentive mechanisms - To enhance the flood buffering capacity of the city as it expands through the institutionalization and replication of sustainable management of agricultural ecosystems (Ref 1).

Implementation activities

GEAG concluded that to reduce flood risk in Gorakhpur city, promoting the maintenance of open spaces in the form of peri-urban agriculture would be an ideal strategy. It presented a practical mechanism for diversifying urban livelihoods and ensuring the availability of local food supplies while maintaining open areas that can serve as flood buffers. It would also maintain the land-use pattern and ecosystem services in these areas, promoting climate-resilient peri-urban agriculture that uses innovative methods (Ref 1, 2). The project was categorized initially into eight components under implemented activities or also called “work packages”: 1. Farm models 2. Institution building 3. Weather and agro-services 4. Common property resource management 5. Market linkages 6. Awareness and cross-learning visits 7. Research and documentation 8. Advocacy (Ref 1). Later two more components were added as the project put a lot of effort into it: 9. Establishing linkages and networking with government departments 10. Documentation (Ref 1). The typology of the peri-urban interventions (implementation activities) at the farmers’ level has four major components: 1. Farm models with low external input and sustainable agriculture (LEISA) and climate-resilient practices - The project introduced a host of low external input and sustainable agriculture (LEISA) and climate-resilient practices which primarily increased farmer's income including: composting, Trichoderma fungus, bio-pesticides, oil cake, plantation, mixed farming, seed production, integrated pest management (IPM), kitchen gardening, loft farming, bag or “thermocol” farming, low tunnel polyhouse, permanent raised beds, and relay cropping. - The practice of composting, with or without adding Trichoderma to improve the soil, followed by mixed or relay farming with a variety of vegetables and fruits, and the application of bio-pesticides in case of diseases and pests, proved very successful, allowing farmers to harvest three crops a year instead of one or two. - Practices such as thermocol farming and loft farming have helped farmers grow saplings during the flood season that can be planted in the fields once the water recedes. Marginal farmers are now able to rent needed equipment from the agro-service centers to irrigate their fields during water shortages (Ref 1, 2). 2. Local institutions that were formed, such as farmer clubs, farmer field schools, and Laghu Seemant Krishak Morcha (LSKMs) which are farmers' unions that are part of a national LSKM network - The implementation of the LEISA and climate-resilient practices has been further supported by the farmer clubs, farmer field schools, agro-service centers, and LSKMs formed by the GEAG project (Ref 1, 2). 3. The weather and agro-services provided by SMS - Providing weather and agro-services through SMS and using notice boards supported farmers in making informed decisions about their agricultural practices (Ref 1, 2). 4. Established linkages with government line departments and GEAG. - Establishing linkages to line departments and GEAG has helped farmers access better supportive information from experts and also provided access to government subsidy schemes (Ref 1, 2).

Climate-focused activities

Climate change adaptation:

  • Other

Main beneficiaries

  • Marginalized groups: Socio-economically disadvantaged populations (e.g. low-income households, unemployed)
  • Food producers and cultivators (i.e. farmers, gardeners)

Governance

Management set-up

  • Led by non-government actors

Type of initiating organisation

  • National government
  • Local government/municipality
  • Non-government organisation/civil society
  • Private foundation/trust

Participatory approaches/ community involvement

  • Co-planning (e.g. stakeholder workshops, focus groups, participatory mapping)
  • Consultation (e.g. workshop, surveys, community meetings, town halls)
  • Co-management/Joint management

Details on the roles of the organisations involved in the project

The initiative was led by a dynamic group of institutions, including the Gorakhpur Environmental Action Group (GEAG) which was the primary coordinator (funded by the Rockefeller Foundation through the Asian Cities Climate Change Resilience Network (ACCCRN) program), the National Institute of Disaster Management (NIDM), and the Institute for Social and Environmental Transition (ISET). These institutions collaborated with the Gorakhpur Disaster Management Authority, the Asian Cities Climate Change Resilience Network (ACCCRN), and multiple stakeholders from the local government, research centers, civil society, private sector, and community representatives to develop resiliency strategies and identify pilot adoption projects for implementation. (Ref 3) Additionally, this project was majorly led by non-government actors, namely: Implementation Partner: Gorakhpur Environmental Action Group (GEAG) - a voluntary organization that has been working in the field of environment and sustainable development since 1975. Evaluation Partner: ICLEI - a leading global association of over 1,500 cities, and local and metropolitan governments committed to building a sustainable future. Evaluation Partner: RUAF is a Global Partnership on Sustainable Urban Agriculture and Food Systems, involving several municipalities, research institutes, and NGOs. Funding: The Rockefeller Foundation is part of its mission to promote the well-being of humanity throughout the world. The project also involved other key stakeholders like 'Model Farmers' for field intervention activities and networked with government line departments to bring precise outputs. (Ref 1, 3)

Project implemented in response to ...

... an EU policy or strategy? No
... a national policy or strategy? No
... a local policy or strategy? No

Financing

Total cost

More than €4,000,000

Source(s) of funding

  • Private Foundation/Trust

Type of funding

  • Direct funding (grants, subsidies, or self-financed projects by private entities)

Non-financial contribution

Unknown

Impacts and Monitoring

Environmental impacts

  • Climate change
  • Reduced emissions
  • Environmental quality
  • Improved waste management
  • Improved soil quality
  • Water management and blue areas
  • Improved water quality
  • Increased protection against flooding
  • Enhanced protection and restoration of freshwater ecosystems
  • Green space and habitat
  • Increased green space area
  • Increase in protected green space areas
  • Increased conservation or restoration of ecosystems

Economic impacts

  • Increase in agricultural production (for profit or not)

Socio-cultural impacts

  • Social justice and cohesion
  • Improved social cohesion
  • Improved liveability
  • Increased involvement of locals in the management of green spaces
  • Increased access to healthy/affordable food
  • Increased sustainability of agriculture practices
  • Safety
  • Improved community safety to climate-related hazards

Type of reported impacts

Achieved impacts

Presence of formal monitoring system

Yes

Presence of indicators used in reporting

Yes

Presence of monitoring/ evaluation reports

Yes

Availability of a web-based monitoring tool

No

References

Climate Adaptive Techniques - Model Farmers in Action
Gorakhpur Environmental Action Group (GEAG)
Project area map
Gorakhpur Environmental Action Group (GEAG), 2016
Information about this nature-based solution was collected as part of the "NBS 2022" UNA Asian extension project funded by the Asia-Europe Foundation.